investment Advisory: Private Markets

AltsPRISM™ is our curated private markets platform designed exclusively for physicians, dentists, nurse practitioners, and other high-income healthcare practitioners who desire access to alternative investments traditionally restricted to institutional and ultra-high-networth investors.

We partner with a select group of reputable asset managers and product sponsors, including: Blackrock, PIMCO, Invesco, and Blackstone to provide our clients with streamlined access to private markets through professionally managed ‘40-Act Closed-End Funds’.

What are ‘40-Act Closed-End Funds’?

‘40-Act Closed-End Funds’ are registered investment vehicles governed by the Investment Company Act of 1940. They provide accredited and mass-affluent healthcare practitioners with access to private market strategies while offering:

• Regulatory Oversight: SEC registration ensures transparency and reporting standards.
• Lower Minimums: Often $25,000, compared to multi-million-dollar commitments in traditional private funds.
• Periodic Liquidity: Quarterly or semi-annual redemption windows.
• Simplified Tax Reporting: Typically issue 1099s instead of K-1s.

Fund Types We Offer:

• Interval Funds: Offer periodic liquidity and invest in private credit, private equity, or real estate.
• Tender Offer Funds: Provide limited redemption opportunities, often used for private equity or secondary investments.
• Evergreen Private Market Funds: Unlike traditional closed-end funds, Evergreen Funds have no fixed end date – allowing for continuous capital raising and periodic withdrawals by investors. They combine aspects of traditional open-end and closed-end funds, providing a flexible structure for private market investors. 

By accessing ‘40-Act Closed-End Funds’, clients gain exposure to diversified portfolios of private equity, private credit, real assets, venture capital, and other alternative strategies—without the high minimums, long lockups, or operational complexities typically associated with direct private market investing.

What the Platform Offers:

• Institutional-Quality Access – Exposure to leading private market managers and strategies.
• Enhanced Liquidity – Periodic redemption opportunities not typically available in traditional private funds.
• Diversification – Broad access across asset classes, sectors, and geographies.
• Simplified Experience – A single point of entry into complex private markets through a regulated, transparent structure.

AltsPRISM™ is intended for healthcare practitioners seeking to expand beyond traditional public markets and capture the long-term benefits of private market investing in a more accessible and flexible format.

The Problem We Solve:

Healthcare professionals often face two challenges in wealth management:

1. Overexposure to public markets – Traditional 60/40 portfolios are increasingly vulnerable to volatility, inflation, and correlation between stocks and bonds.
2. Limited access to private alternatives – Institutional-quality private market opportunities are typically unavailable to individual investors, requiring high minimums, long-standing relationships, or specialized infrastructure.

Our Value Proposition

• Diversification beyond public markets: Reduce reliance on market cycles by adding uncorrelated private assets.
• Enhanced return potential: Capture the illiquidity premium and growth opportunities in private markets that institutions have long benefited from.
• Professional-grade access: Enable healthcare practitioners to invest like large endowments, pension funds, and family offices.

Aggressive Growth Model 

(80% Equity / 20% Interval Funds)

• Return Potential: High (long-term equity appreciation + private equity/credit upside)
• Income Generation: Low to Moderate (interval funds may provide yield, but equities are growth-focused)
• Volatility/Risk: High (large equity allocation, global exposure, less liquidity from interval funds)
• Best Fit For: Investors seeking maximum growth, comfortable with market swings and illiquidity.

Moderate Growth Model 

(70% Equity/15% Bonds/15% Interval Funds)

• Return Potential: Moderate to High (growth-oriented, but with bonds for stability)
• Income Generation: Moderate (bond ETFs + income-oriented interval funds)
• Volatility/Risk: Moderate (equities still dominant, but bonds cushion drawdowns)
• Best Fit For: Investors wanting growth with some balance, willing to accept moderate volatility.

KEY PROGRAM FEATURES

Tailored for healthcare practitioners

• • Flexible contribution schedules designed around medical practice cash flows.
  • Educational resources to bridge knowledge gaps in private markets

Institutional-quality access with lower minimums

• • Aggregated capital from a curated healthcare investor community provides entry into top-tier funds typically requiring $5M+ minimums.

Diversified multi-strategy allocation

• • Exposure to private equity, private credit, venture capital, and real assets through a single program, reducing concentration risk.

Professional oversight

• • Experienced investment committee with backgrounds in institutional asset management and healthcare finance.

Networking and community benefits

• • Peer network of physician-investors sharing insights, practice management strategies, and investment learnings.

Tax-aware structuring

• • Designed to optimize after-tax returns, with consideration for healthcare practitioners’ income profiles.

Quick Checklist Before You Invest

✅ I understand interval funds are semi-illiquid investments.

✅ I’ve reviewed the fund’s redemption schedule & limits.

✅ I’ve reviewed the fund’s strategy, risks, and fees.

✅ I can commit capital for the medium- to long-term.

✅ I know how and when I can request redemptions.

BRINGING THE FUTURE INTO THE PRESENT

From retirement planning, investment strategies, tax optimization, to estate planning, we offer personalized solutions tailored to your unique circumstances.

We specialize in personalized retirement solutions for small & mid-sized businesses, the self-employed, and individual investors in healthcare.

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